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Capabilities / Securities & Corporate Governance

Securities & Corporate Governance

Providing capital planning with confidence.

Clients turn to С»ÆÑ¼ÊÓÆµ's Securities & Corporate Governance law team for guidance on structuring, negotiating, and documenting capital market transactions that are critical to long-term growth. Clients benefit from our thorough understanding of federal and state securities laws and stock exchange listing requirements, as well the ongoing evolution of best practices in corporate governance post Dodd-Frank and Sarbanes-Oxley.

Our capital market and securities law team partners with clients in evaluating and crafting solutions to the various transactional and disclosure challenges that can arise during initial public offerings (IPOs), recapitalizations, acquisition, and divestiture transactions and private equity investments, as well as more routine capital market transactions and employee offerings. Our law firm's goal is always to help our clients achieve results that meet their business objectives and advance their interests. 

Our guidance to clients on capital market, corporate securities and governance law includes:

  • Securities and Exchange Commission (SEC) disclosure filings (e.g., forms 10-K, 10-Q and 8-K)
  • Proxy solicitations and shareholder proposal response
  • Institutional investor relation matters
  • Insider trading compliance
  • Ongoing corporate informational disclosures
  • Corporate governance documents and related filings for listing companies
  • Annual self-evaluations
  • Shareholder communications
  • Indemnification and insurance
Articles | May 01, 2025
Blog | April 25, 2025
Articles | Fall 2024
Blog | September 13, 2024
Blog | September 10, 2024
Legal Updates | March 06, 2024
SEC Adopts Final Climate-Related Disclosure Rules
Legal Updates | January 08, 2024
Looking Ahead to the 10-K and Proxy Season
Articles | August 18, 2023
Articles | May 30, 2023
Legal Updates | November 09, 2022
What You Need to Know About Wisconsin's New LLC Laws
Articles | May 24, 2022
Blog | March 22, 2022
Articles | March 04, 2022
Articles | February 01, 2022
Articles | November 24, 2021
Articles | November 03, 2021
Increased Scrutiny on Greenwashing
Legal Updates | April 19, 2021
Modernizing the Private Placement Framework
Media Mentions | February 12, 2025
Media Mentions | February 10, 2025
Media Mentions | February 10, 2025
News Releases | December 19, 2024
С»ÆÑ¼ÊÓÆµ Guides Legacy Sports Partners in Acquisition of Danish Professional Soccer Club

С»ÆÑ¼ÊÓÆµ served as buyer’s counsel to Legacy Sports Partners in its acquisition of Vendsyssel FF, a professional football club based in Hjørring, Denmark.

Media Mentions | August 29, 2024
Media Mentions | August 21, 2024
Media Mentions | June 05, 2024
Media Mentions | June 04, 2024
Media Mentions | October 10, 2023
Media Mentions | September 27, 2023
Media Mentions | September 25, 2023
Media Mentions | September 19, 2023
Media Mentions | September 15, 2023
Media Mentions | September 15, 2023
Media Mentions | August 04, 2023
Media Mentions | February 13, 2023
Media Mentions | February 03, 2023
Media Mentions | January 23, 2023
Media Mentions | September 15, 2022
Media Mentions | September 09, 2022
Media Mentions | September 08, 2022
Media Mentions | September 07, 2022
Media Mentions | April 07, 2022
News Releases | April 01, 2022
С»ÆÑ¼ÊÓÆµ Adds Two Healthcare Partners to Virtual Office

С»ÆÑ¼ÊÓÆµ is pleased to announce that Lisa T. Thomas and Bryan Stewart have joined the firm’s Healthcare, Life Sciences & Education industry group as partners.

News Releases | March 16, 2022
С»ÆÑ¼ÊÓÆµ Lands Private Fund Lawyer in Indianapolis

Erik W. Hansen has joined the firm as a partner in its virtual Link office and its Financial Services and Capital Markets team.

Media Mentions | March 11, 2022
Media Mentions | November 08, 2021
News Releases | September 09, 2021
Carlos White Named 2021 MCCA "Rising Star"
Media Mentions | August 02, 2021
Media Mentions | May 18, 2021
Media Mentions | May 14, 2021
Media Mentions | January 29, 2021
News | November 24, 2020